Services

All relationships begin with a complimentary consultation followed by a customized proposal.

In providing financial planning and portfolio management services, Swales Financial always acts as a fiduciary for a specific and predetermined fee. We do not accept commissions for selling investment products.

Financial Planning

 

Comprehensive Financial Planning

Integrate all key financial considerations into a wholistic and in-depth plan. Suited best for complex objectives such as retirement and estate transfer, this option provides clients with the following:

  • assessment of current and future assets, liabilities, income, and expenses

  • goal identification and prioritization

  • formal plan presentation with detailed recommendations

  • ongoing support for progress measurement and adjustments

 

Goal Planning

Focus on a specific objective and quickly establish an action plan. Examples might include budgeting and saving, debt reduction, or education funding among many others.

Portfolio Management

 

Whether evaluating an existing portfolio or making an initial investment, Swales Financial follows a goals-based approach with tailored programs. In addition to ongoing periodic reviews, clients receive the following:

  • Risk tolerance assessment

  • Investment policy statement

  • Asset allocation strategy

  • Investment selection

  • Portfolio monitoring

  • Performance reporting